| Retirement Annuity | | | | it was in the past. Loading the policy up front with |
| In a sense, this represents the opposite of life | | | | a lump-sum premium creates what is now called a |
| insurance. With life insurance, the company that | | | | "modified endowment contract." Withdrawals or |
| insures you is risking its money against the | | | | loans from such contracts during the lifetime of |
| possibility that you may die before the age at | | | | the policyholder are taxed first as ordinary income |
| which the actuarial tables say you will. | | | | to the extent that there is a gain, then as a |
| | | | return of the policyholder's investment in the |
| This possibility-that you may live to retirement, | | | | contract. Additionally, unless such distributions are |
| and perhaps many years beyond your life | | | | taken after age 59 1/2, disability or annuitization, a |
| expectancy-is one that every planner must take | | | | 10 percent penalty tax is applied. |
| into consideration. Life spans are increasing today. | | | | Second-to-Die Life Insurance |
| Life expectancies represent only an average; it is | | | | Second to die, or survivorship, life insurance |
| not uncommon for a person to live to a great | | | | offers a low-cost way to preserve both business |
| age; 80, 90, 95 even. There may be twenty to | | | | assets and estates. As an estate-planning tool, it |
| thirty years of retirement for which income has | | | | works hand in glove with the unlimited estate tax |
| to be found. The value of the annuity income is | | | | marital deduction. It is a single policy insuring two |
| that you can never outlive the payments of | | | | lives and pays off at the second death only, just |
| principal and interest which it provides. No matter | | | | when estate taxes create the need for cash. |
| how long you live, the payments continue; this is | | | | Because the face value of the policy isn't paid until |
| something that no other form of investment can | | | | the second death, the premiums are lower than |
| offer. | | | | two separate policies. After the first death, with |
| Single Premium Life | | | | whole life policies of some dividend-paying mutual |
| This policy contains many of the features of | | | | insurance companies, the dividends and cash value |
| term, variable, universal, and paid-up life insurance. | | | | increase and the death benefit goes up, an |
| For the payment of a lump sum, the policyholder | | | | advantage to estates appreciating in value. Some |
| receives life insurance coverage in a greater | | | | policies offer the option of combining whole life |
| amount than his premium. He has two investment | | | | with term life insurance to reduce premium costs. |
| options. He may elect to have the cash value | | | | Second-to-die universal life and variable universal |
| invested at a fixed return that will vary with the | | | | life policies can also be used, providing the same |
| change in general interest rates. In this case the | | | | premium flexibility as their single life counterparts. |
| insurance company will guarantee the principal. | | | | Whole Life with Supplemental Term Life Insurance |
| Alternatively, he may elect a variable investment | | | | A hybrid policy composed of whole life and term |
| plan similar to those of the variable and universal | | | | insurance can be used to create a level death |
| programs. The death benefit will vary according to | | | | benefit, while keeping premium costs down. |
| the amount of the underlying insurance and the | | | | Insurance companies that pay dividends to |
| cash value at the time of death, and may be | | | | policyholders can use the dividends to create a |
| received by beneficiaries free of tax as a | | | | combination of one-year term insurance and |
| distribution of life insurance death proceeds. | | | | paid-up additions of whole life insurance. Each year |
| Since the tax law changes that took effect after | | | | dividends are used to purchase more and more |
| June 21, 1988, this form of life insurance has lost | | | | whole life, until the term insurance is gradually |
| some of its tax advantages. Although buildup of | | | | replaced, and the policy is 100 percent whole life. |
| the cash value from fixed returns or variable | | | | If ongoing dividends are sufficient, the policy may |
| investments within the policy is still tax-deferred, | | | | reach a point in time when the policy can pay its |
| borrowing from the policy is no longer tax free as | | | | own premium for you. |